Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Glasgow, 1.10.2024
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name: Morgan Stanley
City: Wilmington, Delaware
Country: USA
4. Name of shareholder(s): Morgan Stanley & Co. International plc
Morgan Stanley Smith Barney LLC
5. Date on which the threshold was crossed or reached: 27.9.2024
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
2,31 % |
3,40 % |
5,71 % |
138 669 711 |
| Position of previous notification (if applicable) |
|
|
|
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000A21KS2 |
|
3 206 760 |
|
2,31 % |
| SUBTOTAL A |
3 206 760 |
2,31 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| Right of recall over securities lending agreements |
at any time |
at any time |
138 204 |
0,10 % |
| |
|
SUBTOTAL B.1 |
138 204 |
0,10 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| Equity Swap |
24.02.2026 |
at any time |
Cash |
4 569 906 |
3,30 % |
| |
|
|
SUBTOTAL B.2 |
4 569 906 |
3,30 % |
8. Information in relation to the person subject to the notification obligation:
☐ Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
☒ Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
Morgan Stanley |
|
|
|
|
| 2 |
Morgan Stanley Capital Management, LLC |
1 |
|
|
|
| 3 |
Morgan Stanley Domestic Holdings, LLC |
2 |
|
|
|
| 4 |
Morgan Stanley Capital Services LLC |
3 |
|
3,30 % |
3,30 % |
| 5 |
Morgan Stanley Capital Management, LLC |
1 |
|
|
|
| 6 |
Morgan Stanley & Co. LLC |
5 |
|
0,07 % |
0,07 % |
| 7 |
Morgan Stanley International Holdings Inc. |
1 |
|
|
|
| 8 |
Morgan Stanley International Limited |
7 |
|
|
|
| 9 |
Morgan Stanley Investments (UK) |
8 |
|
|
|
| 10 |
Morgan Stanley & Co. International plc |
9 |
2,31 % |
0,03 % |
2,34 % |
| 11 |
Morgan Stanley Capital Management, LLC |
1 |
|
|
|
| 12 |
Morgan Stanley Smith Barney LLC |
11 |
|
0,00 % |
0,00 % |
| |
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
-
Glasgow am 1.10.2024
.